This AIB course discusses the basics of assets types, mutual
funds, and company stock to provide a foundation for
utilizing these vehicles in the administration of qualified
plans. Investment strategies such as asset allocation,
participant directed, and risk management are discussed.
The course reviews how to assist a client in establishing a
client funding policy. The various performance
indicators are reviewed to provide the retirement services
professional with a more practical understanding of how
to explain investment situations to clients. Participant loan
rules and application are reviewed. Trustee voting responsibilities and proxy handling are discussed.
After successfully completing this course, the student will be able to:
Define the various asset classes
Define types of mutual funds, NAVs, fees, and suitability.
Review a mutual fund prospectus
Review a client funding policy statement
Explain ERISA 404(c) application
Discuss the various types of investment risk
Discuss how participant loans are plan investments
Explain proxy handling and voting responsibilities for qualified plans
Who Should Attend:
Entry to mid-level retirement and benefit services
professionals who provide client service, operational
support or investment management to corporations
sponsoring retirement plans. Also suitable for client
plan sponsors.
