Compliance RED FLAGS

Program Description:

The count down has begun! Months, weeks, days. Anyway you count it, November 1st is almost here and along with it new compliance requirements. Is your bank ready? To find out, attend this seminar.

Agenda:

• Review/Identify Red Flag Regulations
  • Apendix A - Red Flags from Supplement A
  • Appendix B - Methods of Attacking Accounts
  • Appendix C - Risk Mitigation Controls and Safeguards
• Determine Where to Begin
• Conduct a Risk Assessment
• Assess Your Vulneralbility
• Outline Specific Threats of Identity Theft
• Identify the Likelihood of This Actually Happening
• Mitigate Risk
• Ongoing Monitoring and Documentation

Who Should Attend:

Operations Personnel, Security Personnel, Compliance Personnel, Internal Auditors, and Independent Auditors

Presenter:

Jackie Judd has over 25 years of experience in numerous areas of the banking industry. She is currently on the Board of Directors at 1st United Bank Fairbault. She holds an Accident, Health, & Life Insureance license and Securities Series 7 license. Jackie has trained bankers in the upper midwest for over 10 years.