Program Description:
Are you just getting started in the wonderful world of compliance? Did you ever wonder where to even begin to sort out all the rules, statutes, regulations, etc.? How about all those letters and acronyms? This session provides a solid basis in understanding the universe of rules and regulations applicable to the business of banking. Afterward, you'll have an understanding of what applies, what to look for, and where to find it.
This two-hour course covers:
- The differences between a statute and a regulation and what it means
- Sources of law and regulation and where to find them
- Commentary and appendices – “hidden” sources of law
- The cast of regulators that control the industry – similarities and differences
- What applies to my institution?
- The alphabet rules – Federal Reserve regulations
- Understanding what applies to the deposit/operations side of the house, and the lending side
- Rules that apply no matter what
- Primer: basics of the rules
- Common mistakes to avoid
Plus frequent question and answer sessions throughout this presentation.
Who Should Attend:
Anyone new to the area of compliance, or anyone needing a refresher. Other personnel needing a quick introduction or immersion in compliance terminology will benefit from this session.
Presenter:
Carl Pry, J.D., Director of Fair Lending Compliance for KeyBank in Cleveland, Ohio. Mr. Pry provides a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues. He has spoken at dozens of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.
|
