Program Description:
This session covers new legal and regulatory requirements that have been introduced, proposed, or finalized within the last 12 to 18 months. We’ll cover a wide range of topics, including areas of increased concentration and scrutiny by examiners. Join us for a wide-ranging discussion of these developments, including tips for achieving compliance and avoiding regulatory criticism. We’ll include plenty of question and answer time, as well, so you can know what’s effective now as well as what’s coming down the road.
This two-hour course covers:
- Reg. Z credit card proposal – radical changes to disclosures and provisions
- RESPA issues – impending proposal and servicing transfer issues
- Significant fair lending developments – predatory and subprime lending legislation, regulatory pronouncements, and increased examiner expectations
- Military payday lending rules
- New FACT Act regulations on red flags and sharing information – finally!
- UDAP – increased focus on your practices
- BSA/AML developments
- Changes to Privacy regulations and proposed notices
- Reg. E changes impacting your merchant customers
- Electronic disclosures – what you can and cannot do
- Proposed Internet gambling rules
- Proposed guidance on garnishments
- Plus anything else introduced in the meantime
Plus, frequent question and answer sessions throughout this presentation.
Who Should Attend:
This session would be useful to anyone involved in legal or compliance efforts in your institution, including compliance officers, counsel, or risk management. Anyone else who will have to implement, manage, or otherwise understand these new requirements will benefit, as well.
Presenter:
Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who works in Lending Compliance for a large financial institution in Ohio. Prior to this, Carl was a manager in the Finance & Performance Management service line for Accenture. Through his working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves on the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at dozens of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.
|
