Program Description:
On a daily basis a financial institution is faced with having to comply with a multitude of legal documents that are served on it. These documents can order the financial institution to produce confidential customer information, hold depositor funds, and can even order them to seize property in its possession belonging to the customer. If you find these documents to be confusing and intimidating, then make sure to attend this seminar. By attending, you will learn how to effectively deal with these documents and the parties who serve them upon you.
This two-hour course covers:
- The legal differences between subpoenas, summonses, levies, garnishments, writs of attachments and warrants;
- What a financial institution should know about the Right to Financial Privacy Act, the Financial Privacy Act and similar laws and regulations;
- Verifying customer information when complying with subpoenas, garnishments and levies;
- Helpful resources that can assist the financial instititution when complying with these orders;
- Whether levies will attach to special accounts, like individual retirement accounts, health savings accounts and escrow accounts
Plus frequent question and answer sessions throughout this presentation.
Who Should Attend:
This session is a cost-effective way to learn the ins and outs of complying with the subpoenas, summonses, levies and garnishments that are served on your financial institution. You may train as many individuals as you like for one set price. There will be no travel costs, time lost from work and no one will be required to leave the institution. Presenter:
Terri D. Thomas, JD specializes in providing training, compliance and legal assistance to financial institutions in the Midwest. Terri was employed in the financial industry for over twenty-three years in various capacities. Most notably, she served for fourteen years as in-house legal counsel and trust officer for Bank of America and its Kansas predecessors. She has also served as a trust department manager and branch manager. Receiving her Bachelor of Arts degree from Kansas State University in 1985, Terri continued her education at Washburn University School of Law and obtained her Juris Doctor in 1988. Presently, she serves as an adjunct instructor at Washburn University in Topeka, Kansas, and is a frequent seminar presenter for financial associations in the Midwest.
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